Individual Conduct and Accountability: A Practical Guide for Financial Services Firms

Book
No Media

This item doesn’t have any media yet

Individual Conduct and Accountability: A Practical Guide for Financial Services Firms

2016 | Law

Individual Conduct and Accountability will give detailed and practical guidance for all types of financial institution concerning the new rules governing the conduct and behaviour of individuals, both approved and non-approved, which will come into force in 2015. This will include all aspects from obtaining approval through to supervision, enforcement and liability. Separate chapters will deal with different classes of individual, and the text will include checklists and case studies.



Published by Sweet & Maxwell Ltd

Edition Unknown
ISBN 9780414050730
Language N/A

Images And Data Courtesy Of: Sweet & Maxwell Ltd.
This content (including text, images, videos and other media) is published and used in accordance with Fair Use.